The Feingold Diet
The Feingold diet is a food elimination program developed by Ben F. Feingold, MD to treat hyperactivity. It eliminates a number of artificial colors and artificial flavors, aspartame, three petroleum-based preservatives, and (at least initially) certain salicylates. There has been much debate about the efficacy of this program. Some mainstream medical practitioners deny that it is of any value, while other medical practitioners, as well as many people living with ADHD and parents of children with ADHD, claim that it is effective in the management of ADHD as well as a number of other behavioral, physical and neurological conditions. The debate has continued for more than 30 years, involving not only consumers and physicians, but scientists, politicians, and the pharmaceutical and food industries.
The Feingold Program
The Feingold Program eliminates three groups of synthetic food additives and one class of synthetic sweeteners:
* Synthetic colors (petroleum-based FD&C and D&C colors)
* Synthetic flavors (there are several thousand of them)
* BHA, BHT, TBHQ (synthetic antioxidant preservatives)
* The artificial sweeteners Aspartame (NutraSweet), Neotame, and Alitame
Summary of The Feingold Diet
Most of these additives are synthetic compounds made from by-products of
the petroleum refining process. The word "synthetic" is used instead of
"artificial" because some artificial colorings such as titanium dioxide are
not eliminated by the program. Only FD&C and D&C certified colorings are
eliminated.
Aspartame and its related chemicals have recently been eliminated from the
Feingold Program because of evidence that they may be harmful to the nervous
system.
During the initial weeks of the Program, certain foods containing
salicylates are removed and may later be reintroduced and tested for
tolerance, one at a time. Most of the problematic salicylate-rich foods are
common temperate-zone fruits, as well as a few vegetables, spices, and one
tree nut. During this early period (Stage One), foods like pears, cashews
and bananas are used instead of foods like apples, almonds and grapes.
Contrary to popular misconception, soft drinks, chocolate and sugar have
never been eliminated on the Feingold Program, although moderation is
encouraged when consuming such items. Families can often continue to eat the
types of food to which they are accustomed, including desserts. It is a
matter of picking brands free of the unwanted additives. Most of the
acceptable foods are easily available at supermarkets.
The Feingold Association provides information and support for those starting
the Program. Members receive comprehensive materials [3] including a book
listing thousands of brand name foods that have been researched by the
Association and are free of the eliminated additives. Newsletters, updates,
and phone and email support are also provided. Acceptable products — food,
toiletries, cleaning supplies — are included in the Foodlist and Shopping
Guide, the Mail Order Guide, the Supplements Guide and the Fast Food Guide.
A good introduction to the Feingold Program, as well as 400 pages of
compiled wisdom from over 30 years of working with families using the diet,
is provided by the book "Why Can't My Child Behave?"
History
Dr. Feingold was a pediatrician and allergist, and was considered a pioneer
in the fields of allergy and immunology. He served as Chief of Pediatrics,
Cedars of Lebanon Hospital, Los Angeles, CA; later he established a number
of allergy centers for Kaiser Permanente of Northern California, and served
as Chief of Allergy at the Kaiser Permanente Medical Center in San
Francisco.
First Recorded Case
Since the 1940s, researchers world-wide had discussed cross-reactions of
aspirin (a common salicylate) and Tartrazine (FD&C Yellow #5). Dr. Stephen
Lockey at the Mayo Clinic and later Dr. Feingold at Kaiser, found that
eliminating both salicylates and synthetic food additives from patients'
diets eliminated not only allergic-type reactions, but also behavioral
changes in some of his patients.
The first clear case was a patient referred to him for treatment of her
severe hives in 1965. Typical treatments had not worked for her. Dr.
Feingold placed her on a low-salicylate diet with no synthetic coloring or
flavoring. Soon her hives were gone, and the patient was happy.
Ten days later, however, her psychiatrist called Dr. Feingold to ask, "What
did you do to my patient?" She had been under treatment for a personality
disorder for years, but in less than two weeks on the diet, her behavior had
noticably improved. Both doctors were puzzled. Dr. Feingold asked his staff
to watch for other patients who did not respond to standard treatments. He
suggested the diet regimen to them, and sometimes it worked. As more reports
of behavioral improvement came in, he began to use the diet for people -
especially children - with behavioral problems as well as allergy, and
eventually found the diet often worked for children with behavioral problems
but without allergy symptoms.
He named the diet the K-P Diet for Kaiser-Permanente (and he liked the pun
of "K-P" as Kitchen Police). Later, as this diet became more well-known for
helping hyperactive and learning disabled children, the media dubbed it the
"Feingold diet."
Beginning of the ADHD Epidemic
Some of Dr. Feingold's patients in the 1960's were children with asthma,
hives, or other allergies. Increasingly, they also suffered from behavioral
problems which appeared to resolve upon treatment with the K-P diet.
By the 1970's, pediatricians in the United States were becoming alarmed by
the growing number of children they saw who had difficulty behaving,
focusing and functioning normally.
Doctors like Dr. Feingold — old enough to remember the 1920's and 1930's —
were aware that ADHD (at various times also called hyperkinesis,
hyperactivity, or minimal brain dysfunction/MBD) was at one time rare. What
had happened? It is often stated that ADHD is genetic, but it is impossible
to have an epidemic of a genetic disorder unless something has happened in
the environment to interact with some gene combination that had not caused
problems before. A typical example would be the epidemic of diabetes in the
Native American population: Diabetes was not a problem until the Native
Americans changed from their original lifestyle and diet to a more sedentary
lifestyle and Western diet.
What changed in the (dietary) environment?
During World War II, the United States needed to preserve food to feed its
troops scattered all over the world — BHA and BHT made from petroleum became
the useful, cheap, preservative of choice. For energy, soldiers needed a
chocolate candy that would not melt in the jungle — M&M's with candy shells
colored with coal tar dyes (now made from petroleum) filled this need.
World War II was a watershed; after the war, as technology increased,
manufacturers realized that they could save money by substituting low-cost
food additives to replace natural ingredients. The raw whole food could now
be mashed, extruded, reformatted, shaped, colored, flavored, etc., to the
specifications of the marketer.
For example, before 1900, gelatin desserts were made with gelatin and fruit
juice. By World War II, however, they were mass produced from pure gelatin
with added flavorants and colorants, and no fruit juice at all.
By the end of World War II, the food supply had changed, and the use of
synthetic additives had increased dramatically. Over the next years, as
these products became household staples, this increase paralleled the
increase of hyperkinesis (ADHD).
Early Use of the K-P / Feingold Diet
As he began to form a hypothesis around the connection between food
additives and hyperkinesis, Dr. Feingold began to look for children that had
not responded to typical treatments such as Ritalin, Dexedrine, Talk Therapy
or other available treatmemts. He offered them the K-P diet. He reported the
following response to the diet in children for whom other tpical approaches
had failed[citation needed]:
* 1/3 significantly helped
* 1/3 partially helped
* 1/3 not helped
Since these families had already tried a variety of other medications and
treatments without improvement, they were not likely to be
placebo-responders.
In the beginning, Dr. Feingold did not eliminate the preservatives BHA or
BHT. After food additive expert and author Beatrice Trum Hunter convinced
him to do so, his results increased dramatically to over 70%
success[citation needed]. At that time TBHQ and aspartame, which are
eliminated today, did not yet exist.
AMA Presentation and Followup
In 1973, Dr. Feingold was invited to present his findings at the annual
conference of the American Medical Association. By that time he had 8 years
of clinical experience with the diet: he had treated hundreds of children,
and was beginning to use this experience to develop a more user-friendly
diet. The AMA was impressed and excited with his findings. They set up press
conferences with Dr. Feingold all over the United States to discuss his
findings, and articles about his work appeared in newspapers all over the
world[citation needed].
The Nutrition Foundation, an organization whose members included Dow
Chemical, Coca Cola, and several companies who make, use, and distribute the
food additives removed from the K-P diet, offered to design and fund
research on the diet, promising not to publish any opinions until they had
done so. Within a few months, though, in spite of the fact that the promised
research had not yet been done, the Nutrition Foundation published
statements claiming that there was "no valid scientific support"[cite this
quote] for the K-P diet. These statements are still quoted today, more than
30 years later[citation needed].
The AMA abruptly dropped its support without explanation [citation needed].
Dr. Feingold's requests to speak at conferences were turned down [citation
needed]. Over the next few years, the Nutrition Foundation funded and
designed several small studies carefully crafted to show that the diet
produced little effect.
One such review of these studies published in 1983 concluded that maybe 2%
of children respond adversely to food additives, but that even the 2% was
"questionable," and that there was no need for further research on additives
or for any improvement in product labeling. However, when toxicologist
Bernard Weiss and autism expert Bernard Rimland analyzed these
same studies, they found that they actually did support the positive effects
of the Feingold diet.
Finding another way
After the AMA's change of heart, Dr. Feingold agreed to write a book that
would be directed to parents. Random House named the book Why Your Child is
Hyperactive. It was first published in 1975, followed four years later
by The Feingold Cookbook, written in collaboration with his wife,
Helene. Although these books are of historical interest, the information
they contain is out of date, so they are not recommended by the Feingold
Association to be used as guides to the diet.
As parents began using this diet for their children, many saw dramatic
success and formed grass roots support groups. When they gathered in 1976 to
form a non-profit national organization, they chose the name "Feingold
Association" to honor Dr. Feingold. As time passed, due to the increasing
number of double-income families, fewer mothers were available to run these
local "kitchen table" support groups, and today the Feingold Association of
the United States provides member support services. Recently, some support
has been added for Canadian members, and there is some information on the
website suitable for people in other countries, as well.
Because of the confusion with weight-loss diets, and because more than just
diet is involved in the management of ADHD suggested by the Feingold
Association, the "Feingold Diet" was renamed the "Feingold Program."
Research findings
Most studies, both old and new, show that about 70% of the children respond
positively to the removal of synthetic additives - even more when
salicylates and/or allergens are removed. There never has been controversy
over this. The controversy involves what happens when the researchers take
children whose behavior has improved on a diet that eliminates several
thousand additives, and then challenge them with one or a few additives,
usually synthetic colorants.
In the early studies, if such a "challenge" did not produce deterioration,
the researchers concluded that the "diet" had not "worked," the assumption
being that the improvement on the open diet had been due to a placebo
effect. Other possible reasons for the failure of a challenge to evoke a
response could, however, be that the challenge amount is too small, or
because it only causes problems when used in combination with some other
additive or food (a synergistic effect), or simply because the additive used
for the challenge was not among those causing the original effect.
A graphic comparison of studies using food dyes as the challenge (click on
Graph 1 at right to enlarge) shows that there is actually a dose-related
response; when more is used, more children react to it. This indicates that
the choice of synthetic coloring as a challenge material is appropriate, but
that those studies that did not show a response did not use enough.
Abstracts of clinical studies, laboratory studies, reviews, etc. can be
found, with links to MedLine, at the diet studies website.
Early studies
Like most new developments, the first reports of improvement of behavior via
diet were anecdotal, followed by clinical trials and eventually by larger
trials and double blind placebo control studies.
The following quotes are from some well-known studies done at that time:
* In 1976 Conners et al reported that in a double-blind crossover diet
trial, both parents and teachers saw fewer hyperkinetic symptoms on the K-P
diet as compared to the pretreatment baseline. Conners said, "The results of
this study strongly suggest that a diet free of most natural salicylates,
artificial flavors, and artificial colors reduced the perceived
hyperactivity of some children suffering from hyperkinetic impulse
disorder."
* In a 1978 double-blind crossover study using cookies with only 13 mg food
dye each, combined with either medication or placebo, Williams et al
reported, "There is evidence, particularly in teacher ratings, in support of
Feingold's hypothesis if it is modified." (He used a Feingold-type diet but
did not eliminate salicylates.) Again, in his Discussion section, he said,
"The results of this study offer data that a diet free of artificial flavors
and colors results in a reduction of symptoms in some hyperactive children.
* In 1980, Swanson & Kinsbourne put forty children on a diet free of
artificial food dyes and other additives for five days. Then they did the
usual double-blind placebo-controlled test, but used 100 mg or 150 mg of the
food dye mix. They found that the food dyes - but not the placebo - impaired
the performance of the 20 hyperactive children on paired-associate learning
tests. The dyes did not hurt the performance of the 20 nonhyperactive
children. Swanson reported, "Our data suggest that a large dose of food dye
blend decreases attention span in hyperactive children as reflected by
performance on the learning test."
* In 1982, Shaywitz reported on a study of rat pups which were given food
dyes at .5 mg/kg, calculated to be equivalent to half the average daily
intake (1 mg/kg) of food dyes by American children. The rats took more than
twice as long to escape from a maze that they had already learned. Shaywitz
said, "Our results provide additional support for the belief that
administration of food colorings may exert significant effects in the
developing organism." In 2002, students at Mercer University
determined that it takes about 150 mg (a generous pinch) of powdered
coloring to turn one tablespoon of ketchup green, and 18 mg of Red #40 per 6
oz cup to match the color of red Koolaid. [citation needed] It takes 1 Tb of
ketchup to cover a hamburger, and at least one more for the French fries.
Thus, a child weighing 20 kg (about 44 lb) may eat more than 300 mg of food
dye at lunch, plus about another 40 mg in his 12 oz drink. This translates
to 15 mg/kg, or over 30 times the amount used by Shaywitz. No study has ever
been done on children with that amount of food dye.
Seven small studies adding up to a total of 190 children were funded and
designed by the Nutrition Foundation. These studies were published in the
late 1970's.
Some of them were elaborate double-blind diet studies, using a Feingold-type
diet and a control diet containing 27 mg food dyes and, usually, some
unlisted salicylates of unknown quantity. In some of these studies, the
children were taken off their medication, while in others, they continued on
stimulant medications including artificial colorants, in spite of the
obvious interference that would have with any effect of the diet.
One of the studies by Harley and co-workers in 1978, for example, used
36 children between 6 and 12 (enrolled in primary education), and 10
children between 3 and 5. The teachers of the school children did not record
any improvement, but 63% of the mothers reported better behavior on the
Feingold diet. The mothers of all ten of the pre-schoolers (100%) reported
improved behaviour on the Feingold diet. However, since the improvement was
reported by the parents of the children (no teachers were involved), and
locomotor (movement) activity tests were negative, he reported that there
was "no diet effect."
In 1980 the Nutrition Foundation set up a "review team" to review studies on
the Feingold diet. First, they published a report that there was no response
at all to the diet; in 1983, the review team's co-chairman and a colleague
reviewed a variety of studies and concluded that no more than 2% of children
respond adversely to dye additives. Continuing to quote this report today,
physicians, psychologists, and even government agencies maintain that the
percentage of children who may become hyperactive in response to food
additives is, at best, very small.
One of the last of the comparative diet studies was the 1987 study by Gross
and co-workers.
Since this study has sometimes been cited as "the definitive study on the
Feingold diet," it pays to look at it in detail.
* This was a study of 39 children, of whom only 18 were hyperactive, and the
balance had other learning disorders. Of those 18, all but one were on
behavior modifying medications during the entire study.
* Three children were dropped from the study: One not on stimulant
medication, whose behavior became worse during the second week; one who
refused to behave altogether; and one whose dose of Cylert became
"inadequate" and whose behavior worsened when additives were allowed during
the second week.
* Although the researchers used an isolated summer camp milieu to prevent
cheating, it is not recorded whether they addressed additives and colorants
in medications, toothpaste, cleaning supplies, etc.
* The researchers provided a "Feingold" diet for a single week that was, by
their own description, unpalatable, but did not tell the children it was a
diet. Instead, they told the children that the foods they wanted were on
order but had not yet arrived, thus encouraging a negative attitude and
feelings of deprivation. They particularly noted that the children missed
mustard and ketchup; mustard is, however, not eliminated by the Feingold
diet, and no reason was given for its exclusion.
* This "Feingold" diet week was followed by an "additive-rich" diet the next
week. The researchers acknowledged that a one week diet trial is short, but
defended it by saying that allergic reactions appear minutes to hours after
exposure, and by the fact that people already using the Feingold diet say
that eating something "off-diet" causes a reaction within a few hours. They
ignored Feingold's instructions that when starting the diet no change is
expected, usually, until after one to several weeks (Feingold, 1974).
* Although reporting that the camp director and all teachers felt the
children were noisier and more active the second (additive-rich) week, they
discounted these observations in favor of carefully filmed 4-minute
sequences made during meals. These films were intended to measure reaction
to additives in the meals in spite of the obvious fact that any such
reaction could not be expected for several hours.
* They concluded that the "Feingold diet has no beneficial effect on most
children with learning disorders...." and moreover that it was "distasteful
to the typical American child."
Later studies
Like the earlier studies, recent studies show that an average of 75% of
children improve on an additive-restricted diet; results vary between 50% to
85% depending on how close the test diet is to the Feingold Program. For
example, in a 1994 study of 200 children by Rowe & Rowe, 75% of the children
improved on a Feingold-type diet; more than 82% of them got worse in a
double-blind challenge using small-to-modest amounts of the single food dye,
Tartrazine (Yellow #5), and a dose-response effect was observed.
In the biggest such study ever done, Schoenthaler studied the performance of
over a million children in 803 New York City public schools for seven years.
The children's average standardized test scores rose 15.7% during the years
that additives were removed from their breakfast and lunch menus (See
graph).
In 1997, N.I. Ward, a British chemist, reported that "...Only hyperactive
children showed a significant reduction in blood serum zinc levels and an
increase in urinary zinc output following the consumption of E102 [tartrazine]
and E110 [sunset yellow].
Also in 1997, Uhlig was the first one to show an association between brain
electrical activity and intake of provoking foods in children with
food-induced attention deficit hyperactivity disorder. (See picture)
and Schmidt, in Germany, showed that dietary intervention works as well as
methylphenidate (Ritalin) for conduct-disordered children. Meanwhile,
in England, researchers demonstrated the feasibility of treating young
criminals with dietary intervention and correction of mineral imbalances,
and Bateman, in 2004, showed that toddlers show significant reductions in
hyperactive behaviour when additives are removed from their diet, with
increased hyperactivity when exposed to a very small (20 mg) amount of food
coloring and some benzoate preservative. The effect was observed by parents
whether or not the children were hyperactive or atopic.
In other studies, Reyes (1996) found that all food colors he tested
inhibited mitochondrial respiration. Since mitochondrial respiration is
important in the control of energy metabolism, more studies on this
should be done.
Other studies using Feingold-type diets, and published in MedLine since
1980, report the following percentage of children responding to the diets -
significantly more than the 2% claimed by Lipton and the Nutrition
Foundation.
Criticism of Feingold Diet
Over the years, a number of criticisms of the Feingold Program have been
presented. Many of these center on the difficulty in avoiding synthetic
additives, especially in processed or fast food or while eating out, or with
social or emotional side-effects the diet may cause.
Food- and Diet-Related Issues
Some critics say that the Feingold Program requires a significant change in
family lifestyle and eating patterns because families are limited to a
narrow selection of foods, and that such foods are often expensive, and must
be prepared "from scratch", greatly increasing the amount of time and effort
a family must put into preparing a meal [citation needed].
Like any change in diet, the Feingold Program does require that patients
make changes in the food that they eat. However, these changes do not
usually require significant changes in the types or cost of food a family
may choose or the way a family chooses to prepare them. It does require
making careful selections between similar alternatives, rather than
wholesale changes.[citation needed] To assist with this, the Feingold
Association publishes the Foodlist & Shopping Guide books several times a
year, which provides a list of brand-name products available to U.S. and
Canadian shoppers that conform to the guidelines, including a wide variety
of processed food items.
Such choices can be more difficult to make in circumstances where little is
known about the exact ingredients used in a product, such as at a restaurant
or when purchasing food from a vending machine. This requires that a family
identify restaurants or products that are not likely to create a problem. To
assist with this, the Feingold Association provides a Fast Food Guide and
suggestions for choosing restaurant foods. Questionable choices can also be
avoided by bringing appropriate food when necessary, such as bringing a
lunch to school. Parents are encouraged to keep treats available at home and
school, so that the children never need feel deprived or left out.[citation
needed]
Nutritionally, the the Feingold Program is little different from what the
child would experience without it. While some fruits and a few vegetables
are eliminated in the first weeks of the Program, they are replaced by
others. Often, some or all of these items can be returned to the diet, once
the level of tolerance is determined. Studies have found that children on
the Feingold Program actually ate better than those eating a "usual" diet,
and were more likely to achieve the Recommended Dietary Allowance (RDA) of
various nutrients.
Psychological or Behavioral Issues
Other critics express concerns about social or emotional side-effects that
putting children on a specific diet may have. These include that their self
esteem may be undermined by implanting notions that they are unhealthy and
fragile, or that children may experience situations in which the children's
eating behavior or "fear of chemicals" are regarded as peculiar by other
children. Some have even gone so far as to speculate the Feingold Program
could contribute to a child developing an eating disorder in later life.[43]
No clinical evidence whatsoever supports these speculations. While it is
possible to use any therapy abusively, this is obviously not the intention
of the Feingold Program. Children can continue to enjoy the same
circumstances and experiences any other child would, and at the same time
avoid the additives that trigger their symptoms.
The issues that a child on the Feingold Program faces are very similar to
the issues that a child with an allergy to a common product such as lactose
or peanut butter must deal with, or a condition such as diabetes. With that
perspective, a child on the Feingold Program would hardly stand out as
"different." In fact, the Feingold Program could be seen as relatively
liberal, as it includes sugary foods, junk foods and even fast food.
Multiple symptoms improved
Citing the Feingold Program symptoms list, Critics claim that it is absurd
to think that one intervention could improve symptoms as diverse as asthma,
allergies, bedwetting, chronic ear infections, headaches, and insomnia all
at once. Furthermore, effectiveness against a wide range of unrelated
symptoms is frequently a hallmark of treatments that work via the placebo
effect.
Proponents of the Feingold diet, however, make the following points in
rebuttal:
* The diet was originally designed as a diagnostic elimination diet for
asthma and allergies, so it is not surprising that it influences these
problems.
* The research section of the Feingold Association website has references to
research articles supporting dietary intervention for each of the symptoms
in turn. The studies are linked to their sources in MedLine.
* Many children with ADHD have multiple symptoms, and indeed there is a
group of symptoms that forms a profile of the child most likely to benefit
from the diet. The interlocking circles graphic of comorbid (those existing
at the same time) conditions depicts this situation: The person benefiting
from the Feingold Program may fall anywhere within these circles; some have
few symptoms and others seem to have all of them. When additives are the
problem, their removal improves all or most of the person's symptoms.
Risk/Benefit Analysis
In any treatment being considered, the potential benefits should be weighed
against the potential harm. The theoretical risks have been discussed at
length in the section above. For 10 to 25 percent of children, the diet may
not help at all, which can be frustrating for a parent trying their best -
but then no therapies work for everyone.
Among potential benefits of using the Feingold Program are the following:
* It is a diagnostic test. If the child (or adult) improves, then it can
also be used as the treatment.
* There are no adverse side effects, as are experienced with medications.
* Unlike the stimulant and antidepressant medications promoted for treatment
of ADHD, diet therapy does not require a "black box" warning of severe or
life-threatening side effects.
* It is probably the least costly of all available treatments for ADHD.
* Liver function tests, blood tests, EKG's, EEG's, and blood pressure
testing are not required for the Feingold Program, although if they are
required because of some other medical condition, the diet will not
interfere.
* Many of the additives avoided are carcinogenic, so it is wise to avoid
them in any case.
* Studies have shown that children on the Feingold Program are more likely
to get the Recommended Dietary Allowances (RDA) of nutrients than other
children.
* The diet is flexible enough to accommodate those on a diabetic diet, a
low-carbohydrate diet, a vegetarian or vegan diet, an allergy or gluten-free
diet, or an "American" diet (even including some fast foods).
* Taking charge of one's own health is a good thing for a child to learn.
* Learning to say no to foods with additives may help a child say no to
recreational drugs later on.
* If the diet is successful, the family may save a lot of money by no longer
needing special schools, attention from medical specialists, expensive
medications, etc.
* Some children may still need medication, supplements, school
accommodation, behavior modification, or other intervention in addition to
diet. If using medication, a much lower dose may be needed. The research to
explain this has not been done, but a clue was provided by a study using the
computerized Test of Variables of Attention (TOVA), which measures 4
parameters in sets of 2. Use of stimulant medication initially impacts one
set of TOVA parameters, while use of the diet initially impacts the other
set. All four parameters (both sets) must approach normal before a change in
behavior is apparent.